![company logo](/_next/image?url=https%3A%2F%2Fd1qx7guo221nxn.cloudfront.net%2Fmoneylicious-in%2Flogo_ElMrnmAG.png&w=128&q=75)
DP Ops and Settlement- Capital Markets
![company logo](/_next/image?url=https%3A%2F%2Fd1qx7guo221nxn.cloudfront.net%2Fmoneylicious-in%2Flogo_ElMrnmAG.png&w=128&q=75)
DP Ops and Settlement- Capital Markets101
Applications
101
Applications
About the Job
Skills
A fast growing Fintech of an Existing Stock Broking firm is hiring for Manager - DP Operations and Settlement
Job Location - Mumbai (Goregaon)
Existing experience in DP Operations is Mandatory
Job Description
• Pledge/Unpledged, Repledge/Unrepledge of Shares as Collateral.
• BO ID Creation / Modification / Closure.
• Well versed with KYC guidelines of CDSL/ NSDL and SEBI and Demat account opening.
• Well versed with AML checkpoints and other Regulatory audit requirements.
• Liaising with market participants (Regulatory bodies, exchanges, brokers, DPs etc) and internal stakeholders for smooth functioning.
• Experience in managing all DP Operations including Account Opening, KRA upload and DIS processing.
• Pay-in Pay-out of Shares (Including Early Pay-in) in Back office Process in DP.
• Daily Margin Reporting to exchange and understanding of its calculation, weekly regulatory reporting of Monitoring of client assets, Holding reporting, Cash and Cash equivalent.
• EOD BOD Process.
• Handling Corporate Action Process ((Face Value Split, Bonus, Capital Reduction, Merger & Demerger, Rights Issue, Buy Back, and OFS) and its impact of daily process.
• Should have fair knowledge of other securities processes like Pay-in, Payout, Auctions, Holding, Margin pledge etc.
• Margin Process Reporting to Exchange Checking Shortage.
• Demat Remat Process.
• Stock Reconciliation (Pool/Cust/Collateral etc.) with Back office.
• Handling of timely responses to customer service team for customer queries in relation to margin reporting, Levies and other related processes.
• DP -DIS (process/issuance/cancellation) upload images to DP.
• Interaction with DP back-office vendor.
• Dividend Process • Handling audits - regulatory, internal, statutory, concurrent audit, CDSL & NSDL audit etc.
• Other ad-hoc duties as may be required from time to time as per DP regulations and internal policies.
• Experience of billing for monthly charges, AMC, etc. • Should be good at in Excel and aptitude to learn & improve the processes
About the company
Industry
Consulting Services
Company Size
10 -15 Employees
Headquarter
Mumbai
Other open jobs from MONEYLICIOUS INVESTMENTS AND CONSULTING SERVICES PRIVATE LIMITED