Compliance and Operations - VP- Capital Markets / Stock Broking

30

Applications

Agra
Full-Time
Senior (7 to 10 years)
1L - 10L (Per Year)
Posted on Dec 07 2022

About the Job

Skills

Compliance
Demat

A Full Service Discount broker is hiring for VP- Compliance and Operations


Job Location - Agra


Mandatory to Have: #Compliance Experience in #StockMarkets


Job Responsibilities :



  1. A key operations team member who would take the care of DP operations, Compliance , legal and KYC department  
  2. Managing a team of 8-10 persons comprising DP operations , Compliance , legal and KYC team
  3. Managing day to operations relating to DP operations , Compliance team , legal & KYC team
  4. Study the exchange compliance from time to time and implement them
  5. Problem solving of issues relating to the team
  6. Getting the exchange inspection conducted and coordinating with the exchange officials and lawyers from time to time 

About the company

Moneylicious Investments and Consulting Services Private Limited is a Corporate Consulting Services Firm facilitating recruitments for Financial Services, IT, Fintechs, and Startups.

Industry

Consulting Services

Company Size

10 -15 Employees

Headquarter

Mumbai

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