Hiring for the Position of Sr compliance Executive with Leading Hospitality and Retail Industry 

Location - Mumbai - Worli

Note - Candidate Required Hospitality or Retail Industry experience 

Job brief

Our innovative and growing company is looking for a compliance executive. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.

Responsibilities for compliance executive

Liaise with Testing Group to design equity business test plan for the year and execute the quarterly compliance tests

Execute foreign disclosure of interest filings

Provide regular assistance to the ANZ Compliance Management team including diary management

Coordination of meetings and agendas

Regular liaison with other regions, divisions and business groups

New starter and staff transfer/exit processes

Travel bookings, logistics and expense claims

Expense reconciliation and invoice processing

Coordinate relocation of staff as required

Ad hoc ANZ regional staff requests

Qualifications for compliance executive

Excellent verbal and written English communication skills essential, fluency in Asian languages Mandarin or Cantonese advantageous

Knowledge of FCA rules

Ideally will have previous experience within compliance monitoring or desk reviews

Maintain overview and providing support of Regulatory Developments and changes that affect the UK business

Manage the production of monthly compliance reports to senior management in the UK, Europe and non-US where applicable

Experience of working within a regulated Fund environment

Interested Candidate can connect or Share their updated Resume on 9987096714 / hire.finesse@gmail.com

Thanks & Regards

Finesse Staffing