Responsibilities:

Mandatory skills: Trade surveillance / Ecom surveillance.

Sub skills: Market abuse, market manipulation, market surveillance, e-com surveillance,

e-communication surveillance, trade monitoring.

Direct Responsibilities

• Review analyse and investigate market abuse trading activity generated by an automated monitoring system AT LEVEL 1 in accordance with relevant review process as defined in the operating guidelines.
• Obtain and upload analysis results and relevant material for record keeping purposes and conclude the alerts with the indicative target timelines without compromising the quality and completeness of the analysis
• As necessary, use available research tools (e.g. Bloomberg, Reuters) to identify publicly available information concerning transactions to be identified for further investigation
• Escalate suspicious trading activity deserving of further investigation to On shore.