Direct Responsibilities

 Review analyse and investigate market abuse trading activity

generated by an automated monitoring system AT LEVEL 1 in

accordance with relevant review process as defined in the

operating guidelines.

 Obtain and upload analysis results and relevant material for record

keeping purposes and conclude the alerts with the indicative target

timelines without compromising the quality and completeness of

the analysis

 As necessary, use available research tools (e.g. Bloomberg,

Reuters) to identify publicly available information concerning

transactions to be identified for further investigation

 Escalate suspicious trading activity deserving of further

investigation to On shore

 MIS and reporting of daily activities on timely manner.

Contributing Responsibilities

 Ensure escalation by Investigator is proper, in a timely manner and

supported by relevant information and due diligence search results

 Comply with procedure and other relevant policies/ procedures of

group and regulations, and industry best practice

 Collaborate and work effectively with team members and relevant

stakeholders

 Be supportive and adaptive to changes of procedures and scope of

work

 Meet the QA requirements and the expected daily volume

Contributing towards additional team and individual responsibilities.

Technical & Behavioral Competencies

 Demonstrate personal initiatives, ownership and accountability

 Strong Focus on Meeting Deadlines

 Additional European language skills preferred

 System Skills on Symantec/CA DLP/Autonomy/Global Relay / NICE /

FUSION to conduct Electronic Communication Surveillance. Any

One of the above systems is an added advantage